Investors want clarity, not legal verbosity. Package the essentials with evidence and context.
Table of Contents
- One-Page Compliance Executive Summary
- Core Evidence Bundle
- Presentation & Walkthrough
- Ongoing Maintenance
- Conclusion
One-Page Compliance Executive Summary {#executive-summary}
Contents:
- What we do (service & markets)
- Key legal risks & mitigation (top 3)
- Licensing status & timeline
- Data protection posture (RoPA, DPIAs)
- Third-party risk summary (critical vendors)
Core Evidence Bundle {#core-evidence}
- RoPA (Article 30) — condensed version
- DPIA / model risk assessment
- Incident response & sample incidents
- AML policy & KYC flow (if applicable)
- Vendor register & key contracts
- Corporate & banking documentation (entity, directors, bank intro)
Presentation & Walkthrough {#presentation}
- 15-minute briefing deck with evidence links
- A dedicated folder (Google Drive / Data Room) organized by topic
- Contact for technical & legal follow-up
Ongoing Maintenance {#maintenance}
- Quarterly reviews & logs
- Test incident table-tops twice a year
- Update RoPA after major releases
Conclusion {#conclusion}
A crisp, evidence-based pack accelerates term sheets and bank relationships. Build it before you need it.
