Startups in AI, Web3, and cross-border operations face layered regulatory and operational risks. This framework helps founders systematically identify and mitigate them.
Table of Contents
- Define Scope & Jurisdictions
- Identify Key Risks
- Evaluate Likelihood & Impact
- Prioritize & Plan
- Monitor & Update
- Conclusion
Define Scope & Jurisdictions {#scope}
- Jurisdictions: EU, UAE (ADGM/DMCC), US, CIS, Singapore
- Processes: AI models, token issuance, payment processing
- Teams: DevOps, legal ops, management
Identify Key Risks {#key-risks}
- GDPR / data privacy gaps
- MiCA / VASP misclassifications
- DORA & operational resilience
- AML / KYC non-compliance
- Vendor / 3rd party gaps
Evaluate Likelihood & Impact {#evaluate}
- Score 1–5 each risk
- Likelihood × Impact = Priority
- High-priority items require immediate action
Prioritize & Plan {#prioritize}
- Assign tasks & owners
- Timeline for remediation
- Investor-ready documentation & evidence
Monitor & Update {#monitor}
- Quarterly reviews
- After feature launches or new integrations
- Continuous evidence collection
Conclusion {#conclusion}
Treat risk assessment as living documentation. Vigilant founders reduce fines, speed funding, and protect operations.
